Industry

The independent broker-dealer’s executive team hopes the SEC works with the DoL to develop an industry standard.

As technology forces rapid evolution, conditions will improve for entrepreneurial women.

Focus on removing noise and bias without trying to be all things to all clients.

If you are going to charge a fee above a few basis points, you have to demonstrate your ability to deliver a unique market exposure.

State administrators find reason for scrutiny in advisors’ increasing use of flat fees.

Advisors with clients opting to stay in more expensive states need to be prepared to help them with those costs.

The team marks at least the second to opt for a smaller IBD over the nation’s largest.

The TAMP and third-party money manager for 95 advisors launched an SMA thanks to the transition.

In price wars wars, the firm bolts ahead in the race to zero by nearly tripling its roster of commission-free funds.

The company also said that its advisor ranks are growing.