Industry

Joel Bruckenstein puts two applications – RIAglass and MyRIACompliance – through their paces. Can they help advisors comply with regulations?

Legg Mason broadened its alternative investments capabilities and also made a deal to expand its ETF business.

The ex-Edward Jones advisor previously oversaw more than $100 million in client assets, according to Baird.

New to our 5th annual list of the largest independent planners, these RIAs are blazing ahead with new ideas and poised for growth.

J.P. Morgan Securities picked up an industry veteran, the latest U.S.-based advisor to depart from Credit Suisse.

The newly appointed executive will coordinate a cross-platform family office strategy to ensure that family offices can access Wells Fargo's products and services easily.

After only two months in the role, Roth is being replaced by a restructuring specialist. RCS recently said it would file for bankruptcy.

Contributed articles and social media posts on specific ideas can separate planners from the rest of the pack.

An imaginary look at how one very prosperous firm might approach a new set of standards.

The prescription for holding on to top talent at the major brokerages starts with compensation, writes recruiter Mark Elzweig.