Industry

On Wall Street unveils the biggest producers under age 40 at the super regional and regional broker-dealers.

Chicago-based NextCapital announced a $16 million funding deal in mid-December that includes support from Manulife and AllianceBernstein. It had already found investors in 2014 from Russell Investments and Transamerica Ventures Fund.

See which advisors topped this year's list of the biggest producers under age 40.

It’s not easy being one of the largest RIA firms in the nation. The leaders are doing everything it takes to lure the right talent, grow their practices and remain truly independent.

The executives decided to leverage their skills in their own areas of expertise.

Creating a performance management process will help firms get the most from staff members.

RIAs forge ahead while fighting pressures to grow in ways that might threaten their independence.

See which advisors topped this year's list of the biggest producers under age 40.

The dispute reflects a growing strain on the protocol as many firms are moving to set stricter in-house rules.

The advisor and portfolio manager argued that because Barclays failed to live up to its promises he should be relieved of any obligation to repay the signing bonus he received.