Industry

“Owners of advisory firms don’t realize there’s a new school approach to succession planning,” – David Grau Jr., president and CEO of Succession Resource Group.

Brown Wealth Management Group, a former Wells Fargo-affiliated independent advisory firm, will focus on high-net-worth clients at LPL.

With the acquisition of City National Bank complete, RBC will begin beefing up its capabilities – but in a carefully planned roll-out, says John Taft, CEO of RBC Wealth Management-U.S.

CFO moves up amid growing focus on wealthy clients.

Two advisors left the British bank's U.S. wealth management unit before the close of its pending sale to Stifel.

The fiduciary rule would significantly change how advisors are compensated and is part of a global trend to increase investor protection, researchers say.

NYSE has hired Vanguard veteran Doug Yones to oversee exchange-traded products.

On campuses nationwide, a pragmatic alliance between financial planning professors and working advisors is bringing about big changes in curriculum.

Two of the new advisors at the wirehouse came from rivals Merrill Lynch and Morgan Stanley.

Creating the right playbook and calling the plays are key to your client's success.