Industry

Four advisors left Wells Fargo to join Ameriprise's employee channel.

The firm's Investment Advisors Division hires the senior vice president from Fidelity Investments.

Serving as an RCS Capital director proved too great a distraction from Larry Roth's role as Cetera CEO, a regional Cetera leader says.

The wirehouse's latest hires include two advisors who generated $5 million in annual revenue while at Citi Private Bank, a firm spokeswoman said.

Industry arguments against the DoL’s fiduciary rule proposal do not consider the digital revolution in financial advice.

The new recruits join the firm's now $650 million Simmons Wilkes Investment Advisor team.

Two veteran advisors left the wirehouse to form an independent firm with help from Dynasty Financial Partners.

Four veteran advisors joined UBS from Morgan Stanley where they generated $5.6 million in annual revenue, according to a UBS spokesman.

Historically private on recruiting specifics, LPL hopes to attract new advisors by publishing names of advisors who've just joined.

Originally a small group of female financial professionals, the firm's annual event for women advisors expects more than 260 participants.