Industry

Raymond James lured away a UBS advisor managing more than $120 million in assets.

Anastasios "Tommy" Belesis, the former head of John Thomas Financial, was barred from the brokerage industry for life by FINRA for trading ahead of clients' orders.

The new aggregator offering a succession plan is drawing from experience: "I fit the category, I've been in their shoes," says 60-year old Joe Heider, founder of Cirrus Wealth Management.

An Edward Jones advisor managing more than $114 million in client assets joined the Raymond James independent channel.

Two advisors left RBC to join Raymond James' employee channel.

Advisors in the Midwest and on the West Coast noticed information from their accounts on Pastebin, a website notoriously used for posting hacked or leaked information.

Stifel Nicolaus lured away a 36-year veteran advisor from RBC.

The CFP Board has launched a new online portal intended to serve as a resource for people looking to start a career in financial planning.

The author and media personality merges her practice with Buckingham to spend more time on speaking and writing.

U.S. Capital Advisors recruited a veteran Wells Fargo advisor who previously managed $550 million in assets as part of a three-person team.