Industry

The industry saw ETF inflows break a record, Russell Indexes liquidating a fund and mergers between asset manager service providers.

UBS advisors with growing practices may earn more money in 2015.

Former Convergent Chairman Steve Lockshin offers his take on events and issues surrounding the suicide of his friend, ex-Convergent CEO David Zier.

An advisor managing $181 million in assets left Morgan Stanley for the Swiss firm.

TK

Two advisors have been hit with fraud charges for allegedly misleading clients about a hedge fund managed by an investment novice and debt collector.

A trio of top custodial executives discussing big trends for the RIA sector downplayed the term -- at least as a marketing advantage -- during a panel this week at the MarketCounsel summit in Las Vegas.

Merrill Lynch compensation remains mostly the same next year, with some tweaks to smaller accounts.

Lebenthal picked up an RIA that oversees $250 million in assets, as well as a team of two advisors in New York.

Mega teams spend months, sometimes years, in the effort to find a new home and transition their oversized books.