Elliot M. Kass

The case, filed on behalf of an on-call branch office manager who works with advisers, follows similar retirement plan-related litigation recently filed against other firms, including Morgan Stanley.

These trusts are holding their value and merit an allocation.

Tech dinosaurs will ultimately lose out to fleet-footed advisors who quickly embrace the latest innovations.

Advisors typically aim to capture client’s children, but often it’s the parents of clients who need the most help.

As boomers increasingly retire, both advisors and clients will have to make adjustments and brace themselves for deep impact.

It’s not just clients; advisors too are anxious that the good times won’t continue.

Multi-alternatives are a relatively new fund category that can replicate a large variety of strategies without requiring the costly minimums and fees that usually come with alternatives.