Portfolio

The firm allegedly didn't disclose its parent company paid a teacher union entity $10,000 a month “for its exclusive endorsement” as its preferred financial services partner, according to the regulator.

Despite growing to about $1.1 trillion in AUM, senior executives made a series of bets to keep pace in a changing industry that have yet to pay off.

Trading under the ticker EFIV, the fund will exclude companies involved with tobacco-related products and weapons.

The majority of advisors don’t understand how much of a positive difference they can make for their clients, says advisor Deborah Fox.

Procyon Partners, which caters to UHNW clients and retirement plans, had a rocky separation from the same former firm.

An iShares ETF investing in companies it says has “positive environmental, social and governance characteristics” has more than tripled gains of the S&P 500.

Perceptions on relationships, health, and lifestyle have also changed.

If approved, the firm would be able to issue its own ETFs, although they haven’t registered any individual funds yet.

Despite besting the broader market over the long-term, those at the top have underperformed in the first half of 2020.

Many clients have seen the value of their investment accounts drop, making this a good time for planners to prove their value