Portfolio

President Jim Fitzpatrick plans to address changing approaches to distribution and data management, and place more focus on diversity and inclusion.

Fidelity Investments, Invesco and American Century Investments are among those pitching rival visions for ETFs that disclose their holdings like mutual funds.

Stock plunges can hurt more than some clients may know, due to their asymmetrical relationship with gains.

To reduce the risk of retiring early, seniors are advised to take on a part-time job or downsize to reduce expenses.

As the firm struggles to find RIAs to buy, CEO Peter Mallouk explains how the Tony Robbins factor has driven growth.

For years, I helped clients make choices that improved their happiness and work-life balance. Why wasn't I doing the same for myself?

The FTC wants buyers and sellers to identify their largest shareholders, the extent of their influence and any communications they’ve had, sources say.

While there are strategies to help reduce risk, clients should recognize the order of investment returns is crucially important, an expert writes.

If these black financial advisors meet the goal, it will defy the industry's stark racial disparities: early career growth at that level just “doesn't happen in our demographic,” one partner says.

The promotions positions Jim’s son Nathaniel Simons to assume his father’s role as chairman under a succession plan that began about a decade ago.