Practice

Valuations are growing, but not as quickly. Brand is key. Size matters.

A widow alleged that an imprisoned ex-financial advisor’s enterprise pursued “a malicious campaign” against her after she fell victim to his scheme.

Nearly half of advisors are optimistic about expanding the services they offer clients in the coming years.

The $2.6 billion Miami firm is the largest independent advisor yet to take advantage of the U.S. territory’s incentives.

Teams are taking longer to switch brokerages as the pandemic recedes and advisors return to the office, according to John Pierce, the firm’s head recruiter.

Barred ex-broker Louis Cook allegedly targeted older adults whose assets he promised to protect for long-term care.

“Improve or die” is probably a more useful mantra for independent financial advisors than “grow or die.”

The provider of an all-in-one software package will now offer advisors outsourced investment management.

Bidding them goodbye can be tough emotionally and for your business. But here's why experts say some customers have to go.

David Miree will become global head of diversity, equity and inclusion for the New York megabank. He will succeed Brian Lamb, who will move into a new role in the firm’s commercial banking business.