Practice

The company didn’t look into the incident carefully before firing Amy Cooper the following day, the suit says.

The firm serves UHNW clients, and the advisors embarked on a search in order to enable clients to have more access to private investments.

Records obtained by Financial Planning detail dozens of worker safety complaints related to COVID. But the problem could be as much about employee relations as it is about the pandemic.

The custodian has 15 firms scheduled to transition before the end of this year. It hopes to migrate each of them over in less than six weeks.

Digital asset investors also tend to be more financially literate and experienced, according to data from Hearts & Wallets.

Wealth managers now need to not only meet digital expectations but also surpass them, writes Will Bailey.

Biden’s approach might be politically astute, but from a fiscal-design point of view, it’s partially self-defeating, Bloomberg’s Clive Crook writes.

An upbeat picture of industry resilience and silver linings is marred by a gender gap when it comes to job worries. Here’s what we can do about it.

For accountants and tax professionals working with clients age 50 and older, there are certain tax perks to recommend that could help boost savings for the future.

A lack of faith gives investment and wealth management firms the lowest ranking among the least trusted types of financial services companies, a Morning Consult survey finds.