Practice

Those who fail to meet the cutoff face a hefty penalty that could hit as much as 25% of their dues.

The industry is embracing new technology, big data and alternative investment strategies as clients demand more from funds.

The Czech Republic, Portugal, Slovenia, and Canada are among the top 10 most peaceful places for seniors to settle down.

The SEC rule was based on a flawed assumption and fell far short of what it promised. As a result, states are forging ahead with their own fiduciary rules.

One team wanted more flexibility and time to manage their clients’ financial needs.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

The next big institution is going after fintech, but there’s still a long road ahead.

The specter of lost trillions in the coming asset transfer is causing wealth managers adapt their strategies to serve mercurial millennials.

CEO Philip Sanders admits the past two years of the segment’s overhaul have been “a grind,” but he says it’s now ready to grow.

The stark figures show that only about one-sixth or fewer of the sector’s financial advisors are women.