Practice

“This is a chance to redesign core systems, some of which go back to PaineWebber,” says Tom Naratil, president of UBS Wealth Management Americas.

Reinventing a new life may involve uncovering new interests and a new way to live after you leave your career.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

How advisors can help clients protect these funds when inherited. If they don't, a few small, early mistakes can cause a client to lose most of the proceeds.

Clients are willing to pay more for tax advice, but they’re still not getting it.

The trading app's move to create its own clearing system signals broader goals.

About 60 advisors have joined the broker-dealer so far this year, with five advisors and two firms coming on this month.

Jim Cracchiolo aims to boost the number of clients receiving comprehensive plans through a series of tech upgrades for advisors next year.

Researchers from top business schools studied arbitrator selection, as shown in nearly 9,000 cases filed by clients over a 27-year span.

Startup entrepreneur sees an opportunity to simplify savings plans and financial giving for children, and hook their parents into wealth management in the process.