More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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This deal continues Hightower’s trend of buying existing RIAs rather than trying to lasso breakaway brokers.
March 31
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The firm that did business as Federal Employee Benefit Counselors allegedly made hundreds of fraudulent VA sales to federal employees.
March 31
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Terrance Killilea, Pharm.D., is SVP Clinical/Fiscal Integration at USI Insurance Services.
March 31
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The clearing brokerage and custodian to Naseem Salamah’s former RIA employer has provided restitution to the three “elderly” victims, records show.
March 31
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Jamie Dimon just received almost $56 million of JPMorgan Chase’s stock, before taxes, from an incentive program the bank valued at less than half that much just three years ago.
March 31
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Cynthia Lummis is the junior senator from Wyoming. She is a Republican and a member of the Senate Committee on Banking, Housing, and Urban Affairs.
March 31
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Julio Pernía Aznar is the CEO of
Bdeo , a technology company that provides visual intelligence for motor vehicle and home insurers.March 31
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A new potential fiduciary rule and a court decision involving independent contractors have the industry and consumer advocates watching carefully.
March 30
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Along with PlannerDAO and a new certification, Adam Blumberg and Steven Larsen are hoping to formalize how the industry learns about cryptocurrencies.
March 30
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