More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Bank of America fired James Iannazzo after a video of him shouting expletives and insults at a Connecticut Robeks circulated on social media in January.
March 18
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David W. Schamens defrauded clients for $6.8 million in a Ponzi scheme despite being banned by the SEC decades earlier, according to investigators.
March 17
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Michael Baldzicki is the executive vice president, growth and strategy, AscellaHealth
March 17
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The Massachusetts regular wonders if consumers will face all of the negative impacts of rising rates without seeing any of the positives.
March 17
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Mixed-reality technology is now being used to train advisors; use cases that bridge the physical and digital worlds between client and wealth planner could be next.
March 17
Accenture -
Jess Murray is the North America Banking and Capital Markets lead for Accenture Interactive, Accenture’s end-to-end experience and marketing agency.
March 17
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Fusion Analytics Securities sold $1.8 million in bonds and collected 8% commissions while making material misrepresentations, the regulator says.
March 17
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Two studies point to significant barriers, including jargon and financial advisors who don’t take them seriously.
March 17
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The demand for answers comes six months after a new Texas law bans state agencies from investing in finance firms that have “boycotted energy companies.”
March 17
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Affluent investors who have maxed out their retirement plan contributions hold target date funds in taxable brokerage accounts.
March 17
