More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The SEC says Marguerite Cassandra Toroian waited to allocate stock purchases to herself, her family or clients once she knew if the purchases were winners or losers.
March 8
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OU’s law school enlisted a former player from one of its fiercest rival schools to help students understand how to avoid the pitfalls of misconduct.
March 7
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The mortgage interest deduction is capped, but the investment interest expense deduction isn’t.
March 7
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Joseph Orazio DeGregorio convinced his victims to invest in promissory notes and companies that never even existed.
March 7
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Kristen Clark, CPA and Syracuse office managing partner at
The Bonadio Group , is a member of the firm’s Management Committee and board of directors. She is responsible for client service, partner and employee engagement, and market growth. She is also practice leader for Bonadio’s Professional Excellence Division, which is responsible for risk management, quality and education for the firm.March 7
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Rob Tockman is an audit partner at KPMG LLP and serves as chief accountant in the Department of Professional Practice.
March 7
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They say a prolonged period of volatility will require more creative solutions to find returns and stave off losses.
March 7
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Paul Fennell was an independent investment banker specializing in capital market and fixed-income solutions.
March 7
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Of the record $900 billion poured into the U.S. ETF industry in 2021, roughly one-in-every-three dollars went to Vanguard’s products. So far this year it’s more than one in two.
March 7
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There are decisions to be made ahead of final guidance to be released by the commission later this year.
March 6
Advyzon
