More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Kate Burke is the Head of Bernstein Private Wealth Management, overseeing wealth advisors, client service, investment strategists and engagement. In addition, she is the chief operating officer of AllianceBernstein, responsible for overseeing all corporate functions of the firm, including finance, legal, compliance, internal audit, human capital, corporate and information security, operations and technology.
November 29
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The number of reps is tumbling from the wealth manager’s previous position atop the industry.
November 29
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Amy Rojik is managing partner of corporate governance at BDO USA, and director and founder of the BDO Center for Corporate Governance.
November 29
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Goldman Sachs Group added new employee benefits, including higher retirement contributions, as part of a package of changes aimed at addressing worker burnout.
November 29
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Ronald T. Molo of Illinois allegedly stole money from his clients for mortgage payments, home renovations, luxury SUVs and more.
November 29
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Facing a growing number of rivals in the independent channel, the wirehouse is boosting the compensation rate for more than 3,000 reps.
November 29
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Andrea Amico is the founder of Privacy4Cars, a privacy-tech company focused on identifying the challenges posed by vehicle data, and creating solutions to better protect businesses and consumers.
November 29
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Rick Bushell has served as CTO of HONK Technologies since 2014, where he has overseen the development of HONK’s AI-powered digital roadside assistance and vehicle transport platform. He previously served as CTO of Fonality, a cloud PBX and Voice-over-IP company, and Insightful Solutions, a technology management and consulting firm.
November 29
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The countdown to the end of the year always comes with gobs of generic tax advice. Maximize 401(k) contributions. Deplete flexible savings accounts. Lock in stock losses to offset capital gains.
November 29
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Certified financial therapy is riding the pandemic-induced convergence of financial wellness and mental health benefits.
November 29
