More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Tips and tricks on building a successful niche. This week, Eric Franklin of Prospero Wealth on financial planning for tech executives and how he reverse engineered a customized clientele.
September 30
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It's time to revisit the $10,000 cap considering a new $40,000 limitation under the OBBBA.
September 30
University of Colorado Boulder -
Amy Cardillo is a senior lecturer at Metropolitan State University of Denver.
September 30
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UBS contends a group of advisors who left this month to form an RIA inherited most of their clients from retired advisors who were counting on being paid from their former books of business.
September 30
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The Treasury and the IRS issued guidance on qualified OZ investments in rural areas under the One Big Beautiful Bill Act.
September 30
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The plan to issue shares on the NASDAQ stock exchange comes three years after UBS abandoned plans to acquire Wealthfront.
September 30
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Regulatory approval would be a big win for asset managers seeking to shrink clients' tax bills and expand into the $12.6 trillion ETF industry.
September 30
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With savings gaps, financial anxiety and plans to work longer, half of Gen X employees feel unprepared for retirement.
September 30
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The industry's first AI-specific conference for financial advisors will take place Oct. 28-29 in Las Vegas and feature some of the industry's biggest names.
September 29
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Also this month in our disciplinary digest, a now-barred 'problem broker' for Stifel lands his former firm another hefty settlement, and an advisor is accused of fraud for trying to poach clients from his old firm.
September 29
