More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Financial advisor Andre Jean-Pierre dropped his broker-dealer with big plans for his burgeoning group of followers on Twitter and Clubhouse.
September 8
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The regulator filed a Wells notice, riling the CEO of the country's largest cryptocurrency exchange.
September 8
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Nathan Hilt is a managing director in the financial services industry practice at Protiviti.
September 8
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Jasmine Fernández is a summer reporting associate with American Banker Magazine. She is currently working toward her master's degree in journalism from Columbia University in New York.
September 8 -
The securities lawyer and former NASD regional attorney explains why cases can be so hard to detect and what the industry can do to help.
September 8
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Penn Mutual-owned Hornor, Townsend & Kent has completed an executive shakeup after its advisor headcount fell by 10% last year.
September 7
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It’s easier than ever to open up a Robinhood or Coinbase account to buy cryptocurrency.
September 7
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The wirehouse’s decision to drop foreign business earlier this year has created a recruiting opportunity for its rivals.
September 7
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A 3-step process can get the planner in touch with their professional and personal origin stories before mastering social media technology.
September 7
Meehan Marketing
