More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Steve Bartlett is a member of the Senior Advisory Board at Treliant, a consulting firm. He has over 30 years of experience in financial services, business strategy, corporate governance, ethics and compliance, and public policy at the highest levels of the private sector and government. His most notable positions include President and CEO of the Financial Services Roundtable in Washington, D.C., Mayor of Dallas and member of the U.S. House of Representatives and House Banking Committee.
May 18
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Two advisors left their prior firm of 10 years after the bank’s wealth and asset management unit generated record net income in the first quarter.
May 18
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The fund manager will provide investing and savings accounts and debit cards to 13- to 17-year-olds whose parents are clients.
May 18
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Pulling the costs directly out of clients’ IRAs can blunt the sting, but it shrinks the pot of tax-deferred retirement assets.
May 18
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The giant retirement plan recordkeeper’s BD didn’t adequately file suspicious activity reports for more than three years, according to investigators.
May 18
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Sidney King is president and CEO of Commonwealth National Bank, a community development financial institution in Mobile, Alabama.
May 18
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From stock trading to innovation, here are the reads advisors can't put down.
May 17
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Dan Brames is executive vice president and head of North America and International Markets at FIS.
May 17
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The MC of the Conference of African American Financial Professionals discusses The American College of Financial Services’ efforts to improve diversity in the industry.
May 17
