More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The popular trading app omitted information about its payment for order flow practice, the regulator says.
December 17
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Like its largest rivals, the wirehouse kept grids at par after a tumultuous 2020.
December 17
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The firm has about 200,000 staffers doing their jobs from home, a spokesman said.
December 17
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The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.
December 16
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They're among a handful of companies willing to hold clients' digital assets for safekeeping. Many of their peers balk at the reputational and financial risks.
December 16
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With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.
December 16
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The regulation permits more exemptions from fiduciary duties, but may itself be replaced by the incoming Biden administration.
December 16
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Paul Tomasofsky is executive director of the Secure Remote Payment Council.
December 15
