More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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A range of perks and parties could help advisors forge deeper relationships and generate valuable leads, often without breaking the bank in the process.
August 20
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The Charlotte, North Carolina-based bank, which is focusing its growth push in the Southeast, is also planning to renovate 300 existing offices as part of an effort to attract more mass-affluent customers.
August 20
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Vall Herard is the founder and CEO ofSaifr , a RegTech incubated within Fidelity Labs. He specializes in the intersection of financial markets and technology and has a mastery of emerging methods like AI, machine learning, blockchain, and micro-services. He has extensive experience in the financial services industry, including FinTech, RegTech, InsurTech, capital markets, and hedge funds.August 20
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Tiffany Duncan-Magri is a Senior Regulatory Advisor at Smarsh with 15 years of experience in the financial industry and a strong academic foundation in Marketing (B.S.) and Management (MBA). She specializes in helping financial services firms navigate complex regulatory requirements—translating them into clear, actionable strategies that support both compliance and growth.
August 20
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Bloomberg reports that Citi has enlisted a law firm to look into complaints about Andy Sieg's behavior to current and former colleagues, including former private banking head Ida Liu.
August 20
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The numbers don't reflect much change in the low representation of female wealth management professionals, but there are some signs of progress.
August 20
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Only about 4% to 6% of advisors switch firms in a given year, for any number of reasons. Here's how growing advisory teams add to their ranks.
August 19
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Plus, how can a firm integrate and use AI tools compliantly? Experts discussed that and more at Financial Planning's recent Virtual Summit.
August 19
