More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
-
-
Members of Congress question whether the company is doing enough to protect inexperienced customers engaging in high-risk investing.
July 16
-
The company allocated $5.1 billion for loan losses in the second quarter, the most since 2010.
July 16
-
At home or under a socially distanced beach umbrella, these diverse titles will help while away this singular season.
July 16
-
Wealth management profits fell, but a steep rise in transactional business offset some of the decline.
July 16
-
“The face of our industry is typically not me,” says the Vanguard and DFA veteran. “I thought about how many young people that I could inspire. So I raised my hand.”
July 16
-
Kathy Ryan is chair and founder of
RoseRyan , which has offered tailored financial advisory expertise out of Silicon Valley since 1993. The firm’s finance and accounting professionals provide outsourced, on-demand and full-stack solutions to companies at every stage of growth, from startups to Fortune 500 companies. She is a two-time member of Accounting Today’s Managing Partner Elite.July 16
-
Joseph Kirkpatrick, president and managing partner at
Kirkpatrick Price , holds the CISA, CGEIT, CRISC and QSA certifications as a certified specialist in data security, IT governance, and regulatory compliance. He has delivered auditing and security assessment services for more than 14 years.July 16
-
A former engineer claims he was “routinely harassed and discriminated against” by the custodian and its management.
July 16
