More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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David Thande is the executive advisor for the SOX and internal controls professionals group at
Workiva .April 27
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Analysis of their performance — and fees — may reveal some surprises.
April 27
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Firms are spending millions to comply with a controversial rule that is facing a legal challenge while state regulators push their own stringent regulations.
April 27
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The digital advice firm is hoping its 500,000 customers will want to consolidate more of their finances under one roof.
April 27
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Hedge fund managers, market academics and risk experts are channeling their data-mining smarts to the world of clinical sciences.
April 27
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Under the new act, some can take out as much as $100,000 from retirement plans early without penalty.
April 27
Portability Services Network and Retirement Clearinghouse -
Even as Schwab, TD Ameritrade and E-Trade attract billions in new assets, company cash yields suffered from Fed cuts.
April 26
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The firm recruited only slightly fewer advisors than the year-ago period in very difficult economic conditions.
April 24
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Both men started their careers as financial advisors before moving into leadership.
April 24
