More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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“We are embracing the bank model,” Chief Financial Officer Stephen Scherr said.
February 3
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United Capital has a new name, but key challenges remain for its new owner.
February 3
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The regional broker-dealer has long been among the industry’s most aggressive recruiters.
February 3
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Scott Earl is the president and CEO of the Mountain West Credit Union Association (MWCUA), representing 117 credit unions in Arizona, Colorado and Wyoming. In Arizona, MWCUA represents 36 credit unions including Alaska USA Federal Credit Union.
February 3
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Data reported by the Investment Company Institute.
February 3
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The advisors join the bank following a major reorganization of its wealth management business.
February 3
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Alexon Bell is chief product officer at Quantexa. Bell is an anti-money-laundering practitioner with over 20 years of experience helping financial institutions with AML strategies, architectures and implementations. As head of AML solutions at
Quantexa , he works closely with clients to build, deploy and optimize AML systems across numerous areas, including trade and correspondent bank, to reduce cost and risk.February 3
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