More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Ben Lindner, CISA, is manager of solutions advisory services at
AuditBoard . An experienced auditor and PwC alumnus, he has spent his career consulting with some of the world’s largest organizations on the topics of audit practices, finance and accounting processes, risk programs and SOX compliance.October 30
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The dispute involves dueling claims of fiduciary responsibilities.
October 30
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Amanda Aubin is the director of human resources at Loyal Source, an Orlando-based workforce solutions company.
October 30
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Edward Gay is a financial planner at Integrated Financial Partners, an LPL Financial affiliated firm, in Worcester, Massachusetts.
October 30
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Worries about the proliferation of new funds were high at the first Bogleheads conference without the company’s former leader.
October 30
Wealth Logic -
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The move comes amid years of mediocre returns posted by hedge funds, prompting investors to pull money and demand lower fees.
October 30
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The network of five IBDs with 4,400 advisors hasn’t made a final decision, according to Bloomberg News.
October 30
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Two incidents brought predatory behavior into focus and sparked change at XYPN.
October 30
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