More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Mike Capelle, co-founder and CEO of Modern Wealth Management in Monterey, California, is in charge of the tech stack at the $6.1 billion AUM firm.
March 13
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SmartAsset analyzed the significance of the state-by-state figures on certificants, although some experts say geographic strategies are missing the bigger picture.
March 13
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Marci Kawski is a partner at Husch Blackwell focused on consumer financial services law.
March 13
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Stifel follows closely on UBS's heels in getting hit with tens of millions in punitive damages.
March 13
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Josh Brown, CEO of Ritholtz Wealth Management, invests in the fintech firm and joins its advisory board to help steer the product roadmap.
March 13
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Advisors were right not to recommend the decentralized cryptocurrency in the past. They can be right again by recommending it today.
March 13
Digital Assets Council of Financial Professionals -
Regulators accused Cambridge Investment Research of directing clients to mutual funds and other investments that generated revenue-sharing payments when cheaper options were available.
March 12
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Dr. Jason Tibbels is a family physician and the chief medical officer of the specialty care platform Lantern. He is also a member of NCQA and the Texas Medical Board, and he previously served as Chief Medical Officer of Teladoc
March 12
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High net worth individuals tend to think they can manage investing on their own. Researchers say that's an opportunity for financial advisors.
March 12
