More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.
July 30 -
Tommy Nicholas is the co-founder and CEO of the identity risk management company Alloy. He is on X at @tommyrva.
July 30
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Rishi Bharathan is CEO of Indyfin Powered by WiserAdvisor, enabling financial advisors to gather client feedback, ratings and reviews in a 100% compliant way.
With over 25 years in lead generation, digital marketing and information technology, his team has helped financial advisors and enterprise RIAs organically grow their businesses through qualified investor referrals worth over $15 billion in AUM annually. He has led WiserAdvisor through several acquisitions, including the recent acquisition of IndyFin.
July 30
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FINMA, the Swiss Financial Market Supervisory Authority, is tightening its scrutiny following the collapse of Credit Suisse last year.
July 30
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The first phase of FINRA's pilot program for continuing remote branch inspections drew the most interest from firms with 500 representatives or more.
July 29
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Before he became a Republican vice presidential candidate, and shortly after he published "Hillbilly Elegy," JD Vance worked for five years in venture capital.
July 29
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Unsurprisingly, six of the top 10 costliest destinations are in California.
July 29
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As a growing area of expense, the impact to budgets and financial plans merits a discussion, according to experts. Here's a mini guide to the key considerations.
July 29
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As a managing director within Citi Investment Management, a division that sits within wealth, White is playing an integral part in reshaping that line of business.
July 29
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