More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect small RIAs.
January 8
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Vanguard's latest poll and analysis offers a multifaceted explanation into how financial advisors should talk about their value to clients and prospective customers.
January 8
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Emir J. Phillips is an associate professor of finance at Lincoln University.
January 8
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The platform can offer a wide audience, but with serious content moderation and other concerns, is remaining active worth it?
January 8
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After taking the reins in February, Shoukry has led Raymond James in a year marked by strong recruiting from Commonwealth Financial Network and other firms and records for advisor headcounts and net revenues.
January 8
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A tiered service model should make clients feel valued while helping the firm scale.
January 8
SoftPak Financial Systems -
Katie Fitzgerald is a Managing Director in West Monroe's Organization, People & Change practice. She excels in leading large-scale change initiatives — including operating model shifts, system implementations, organizational restructuring, and workforce transformation — for Fortune 100 and mid-market companies.
January 7
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Fewer U.S. adults have non-retirement investment accounts than three years earlier, and many retail investors struggle with understanding fees and fraud risk.
January 7
