More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Mit Shah is the Co-founder and Chief Operating Officer of Method Financial, an Austin-based financial technology firm.
April 27
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The deal reflects the giant Canadian asset manager's altered approach to expanding in the U.S.
April 27
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America's youngest investors are far more confident and proactive about retirement planning than previous generations. What's their secret?
April 27
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A pair of veteran brokers and six other defendants face hundreds of felony counts in a long-developing state enforcement case out of Toledo, Ohio.
April 27
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Maria Navolykina is an SEO and content marketing specialist at X-Cart and Seller Labs. She has been creating and planning content for more than five years, focusing on e-commerce business challenges and Amazon seller needs. Before entering the e-commerce space, she gained copywriting experience performing content marketing and search engine optimization as a freelance writer.
April 27
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Despite an earnings miss, the regional wealth firm said it was well-positioned to grow and retain customer cash, and made a pitch for advisors at less stable firms to hop aboard.
April 26
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Randall Kiefner's arrest on 21 counts comes amid an ongoing fight over payments from a previous FINRA arbitration award
April 26
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CEO Jamie Price pledged that the consolidation would not prompt "a repapering event" and the firm will work to make the transition as easy as possible.
April 26
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Treating the financial plan as an end product instead of a first chapter can impede portfolio performance and erode trust.
April 26
Prudential Advisors -
Patrick Hynes is the Vice President, Business Development and Head of Field Sales for Prudential Advisors, leading strategy for a group that includes approximately 3,000 financial professionals, fee-based financial planners and field managers nationwide.
April 26
