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The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.
August 16
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The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
August 15
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Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14
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The company spent $77 million on technology last year, but difficult changes lie ahead.
August 14
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The independent advisor will retain branding rights and full autonomy.
August 8
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The country’s sixth-largest IBD is shifting its management ranks in a change prompted by the fiduciary rule.
August 8
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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4
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The IBD spent $77 million on technology upgrades in 2016.
August 2
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Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
July 31
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CEO Dan Arnold said advisers’ uncertainty about the fiduciary rule is waning.
July 27
