Industry

From the start, three has been the magic number at Philadelphia-based Firstrust Financial Resources.

Look for changes in Artio Global Investors leadership, with Richard Pell stepping down as chairman and chief executive officer tomorrow.

Largest independent broker-dealer increases assets under management and adds advisors, but revenues don't keep pace.

A 25-year veteran of the financial services industry, Richard Wright, will serve Wedbush’s Southern California office.

The firm has focused on making sure that its advisors in impacted areas are able to continue functioning normally.

Neil Bathon, founder of Fuse Research Network, has big plans for the research shop.

Eaton Vance Corp. has hired away an executive vice president from LPL Financial.

Amid the driving wind and rain, advisors battled back with generators, data backups ... and chainsaws.

As Hurricane Sandy moves in on the Northeast, firms such as Philadelphia-based Janney Montgomery Scott implement contingency plans to help advisors and clients.

As Hurricane Sandy makes landfall in the U.S., wealth management operations of major financial firms including Bank of America, Morgan Stanley and Wells Fargo have shut down certain offices to prepare for the storm, while keeping their advisors in touch with clients remotely.