Industry

“It’s incredibly important to have diversity. Period,” says Kara Murphy.

Ex-employee charges that African-Americans are denied opportunities at the brokerage giant in a climate of institutional discrimination.

If wirehouses decided to adopt a salary-plus-bonus compensation model, how would they do it?

Shifts in the annual ranking of the nation's independent broker-dealers show how pressure on IBDs is intensifying.

The nation's largest IBDs are growing again, but are they innovating fast enough to keep up with the industry's transformation?

This interactive tool provides the full collection of data from Financial Planning's 33rd annual study of the largest firms in the space.

Thirteen of the top 25 companies generated double-digit growth in 2017 as rivals close in on the perennial No. 1 firm.

Wells Fargo’s advisor headcount continues to fall in the second quarter.

The team joins a slew of others leaving the troubled bank, but says it’s running to SunTrust more than running away from Wells Fargo.

Craig Schmell says the firm terminated him because of alcohol and drug addiction issues he had 30 years ago.