Industry

From handling the unexpected death of a partner to upgrading tech, planners give their best advice for building a successful practice.

The head of the advisory group also was returning to where his career started.

While large brokerage firms pilot digital advice platforms, D.A. Davidson is holding back to see what works and doesn’t, says a top executive.

Megent is planning to expand its union-sponsored retirement plan services.

The new recruits are industry veterans who oversaw more than $330 million in client assets.

He will join a team of ex-Merrill advisers that will oversee more than $370 million in client assets at Snowden.

Vanguard founder John Bogle and the DoL's Phyllis Borzi support an investor bill of rights.

The firm is not launching a standalone robo service, but says new technology will empower its roughly 7,100 advisers to better meet client needs.

The independent firm affiliated with Raymond James recruits a veteran with nearly 40 years of industry experience.

Hard-working advisers can earn fees awarded in bankruptcy courts. Is it worth the trouble?