Industry

Royal Bank of Canada sold its U.S. retail bank a few years ago to PNC. The company is back with a targeted play: City National, a Los Angeles bank that has built its business targeting the rich and working with Hollywood.

An advisor at RBC has been promoted and will oversee six wealth managers.

When does it make sense to buy your list of clients? Attorney Alan Foxman explains.

The advisor community is misinformed in thinking this generation doesn't have wealth yet, says TD Ameritrade's George Tamer.

'Let's put this behind us,' a group of Cetera planners told the RCS Capital home office in the wake of allegations against founder Schorsch.

Many advisors miss the old culture at their firms. What exactly are they longing for?

But while quarterly earnings at the company's wealth management unit dropped 7% from the previous quarter, they were up 30% year-over-year.

A wealth manager with 30 years of experience left Citigroup Global Markets to join the year-old Lebenthal Wealth Advisors as a producing branch manager.

Two advisors left Barclays to join regional bank First Republic.

The top regulator of mutual funds, private equity and hedge funds at the U.S. Securities and Exchange Commission will step down later this month.