Industry

Oppenheimer & Co. disclosed Wednesday that it named one of its own to assume duties as New York’s institutional sales head.

On a three to two vote, the Securities and Exchange Commission charged the nation's exchanges and the Financial Industry Regulatory Authority with developing and maintaining a consolidated and auditable trail of every order, cancellation, modification and executed trade on 13 national stock exchanges, 10 options markets and through more than 200 broker-dealers.

Dimensional Fund Advisors wants to bring its academic-based research investment management approach to the Asian markets.

On July 13, 2012, Oppenheimer & Co. disclosed Wednesday that it named one of its own to assume duties as New York’s institutional sales head.

Franklin Resources has named Norm Boersma as chief investment officer of Templeton Global Equity Group, replacing Gary Motyl, who passed away last month, reports Morningstar.

Investment Centers of America beefs up its practice management program with newly created senior position.

Ernst & Young LLP has appointed Julie Canty and Carlos A. Schmidt as partners in the firm’s Asset Management Tax practice.

Ernst & Young LLP has appointed Julie Canty and Carlos A. Schmidt as partners in the firm’s Asset Management Tax practice.

Fusion offers practice management and business consulting to independent financial advisors. NFP hopes the deal will increase its margins by next year.

Janus Capital Group Inc. has made two institutional appointments in an effort to grow its institutional client and consultant relationships in the U.S.