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After one year at the company, Scott Carmack has been promoted to work alongside founder John Lekas to develop investment operations.
February 23 -
Bond behemoth PIMCO is making a push into the equities space with the hire of Geoffrey Johnson as an executive vice president and global equity portfolio manager. He will begin with the firm in April and will be based in the Newport Beach office.
February 22 -
BNY Mellon Wealth Management has hired financial services veterans Kristopher Carney and Angela Smith Domzal to join its Tri-State wealth management team.
February 22 -
Wade D. Pfau will oversee Retirement Management Analyst designation program as curriculum director.
February 22 -
RBC Wealth Management has reeled in a Morgan Stanley Smith Barney financial advisor team overseeing more than $350 million in client assets.
February 22 -
Pasadena, Calif.-based Retirement Revolution, a recordkeeping and custodial service provider to third party administrators and plan sponsors, has named Frank Bruno as its new national sales director. Bruno will be in charge of managing the sales team for all of Retirement Revolution products.
February 22 -
Richard F. Aster, Jr., president of Aster Investment Management Company, Inc. and portfolio manager of Meridian Fund, Inc., passed away on Thursday, February 16, 2012.
February 21 -
Sam Kiefer built his career serving high-net-worth families in Bostons non-profit, philanthropic, healthcare and sports industry circles.
February 21 -
There are certain questions RIAs should ask before making a transition to a new broker-dealer. Pat McEvoy, President of Woodbury Financial Services, spoke with Financial Planning about his thoughts on what these questions should be.
February 21 -
Key Additions at Northern Trust Alternatives; MMI Appoints Lensing and Ledbury as VPs; Stephenson and Klaas Join Heartland Marketing; Eze Castle Promotes Holden to CFO
February 17



