Industry

Blucora CEO John Clendening says the cuts to head count should taper off by next year, when the firm will have dropped as many as 1,000 reps in 16 months.

The barred onetime Questar Capital and Woodbury Financial rep had pleaded guilty to the scam, which he says stemmed from a gambling addiction.

The firm remains in transformational flux, but the results of its "Project E" evolution are beginning to show.

The firm's brokerage ranks increased by just one advisor year-over-year.

Early adopters of machine learning technology are more likely to expect business increases this year.

This year’s Pro Bono Award goes to Amy Born, who gives one-on-one advice to Habitat for Humanity homeowners.

Didi Dorsett, 2018 Pro Bono Award runner-up, uses analytical skills she learned in the military to offer financial advice at no cost.

Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.

2017 set high benchmarks, but RIAs must prioritize strategic goals to maintain growth, a TD Ameritrade study says.

The new executive will lead the development of the private bank’s philanthropy and family governance services.