Industry

Failing the test can be devastating, but you shouldn’t quit. Avoiding these mistakes may help you earn a coveted passing grade.

Fielding rapid-fire questions, Savant Capital Management CEO Brent Brodeski reveals the biggest mistakes of RIA buyers and sellers, shares the strategy behind his firm's targeted acquisitions and divulges his favorite app.

Developing a team is crucial for RIA owners thinking about winding things down.

The bank’s latest retreat from wealth management will move 51 advisors to the independent space under Woodbury Financial.

It appears the regulator bought into the investor choice argument of sales reps right from the beginning.

The wirehouse recently reported advisor headcount shrank by 258 advisors year-over-year.

The downward trend in the supply chain is already prompting major changes, and it could soon spill over to advisors’ practices.

The RIA grabs an UHNW firm with trust services in a lucrative market while also targeting midsized firms.

Dennis Zank will continue to be affiliated with Raymond James as a financial advisor.

The firm also opened a new office in Lancaster, Pennsylvania.