IPOs

CEO Rudy Adolf held the RIA acquirer’s first-ever earnings call, following its $564.8 million IPO, but the firm’s calculations drew questions.

A high valuation is a mixed blessing, industry analysts say.

The IPO price was lowered, but long-term performance is considered key.

The aggregator has filed with the SEC, and the aftermath of an offering will be closely watched.

To get in on hot IPOs, a client delivered cash payments to the broker at bars and restaurants, the regulator alleges.

Chief executive Jay Shah says a public offering will happen, "when the time is right."