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The CFA Institute has created a voluntary Diversity, Equity and Inclusion Code for the Investment Profession in the United States and Canada as financial firms wrestle with expanding a more diverse workforce.
February 25
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Take a look at the news of the last week in the world of wealth management.
February 25
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But a recruiting expert says advisor independence comes with its own set of challenges.
February 25
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A trio of advisors dropped Wells Fargo as practices choose between staying with wirehouses or joining the RIA movement.
February 25
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The settlements pose an impact to the firms accused of neglecting their Form CRS, but not to giant wealth managers bracing for stronger enforcement.
February 24
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To engage current and prospective clients, advisors need to hone their voices, curate content and develop consistent posting habits, among other practices.
February 24
Presults -
Sol Hersh is the president at Presults, a leading archiving and compliance solution for registered investment advisors.
The Presults solution covers SEC and FINRA requirements for archiving emails, websites and social media platforms — with an innovative approach to flagged keywords.
February 24
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Brittney Cullen is Vice President of People at
Wealth , the company that is demystifying estate planning with modern tools to create, manage and visualize your estate to ensure your family’s financial future.February 24
