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While there have yet to be any confirmed successful attacks, financial services firms are a target for a cybersecurity incident in response to sanctions.

For advisors, cryptocurrency is increasingly too impactful to ignore as their clients — and not only millennials — are interested in the offerings.

The brokerage's entrance to direct indexing will start at a fee of 0.4% of assets and an account minimum of $100,000.

Morgan Stanley came into possession of Water Oak when it bought Eaton Vance a year ago.

This deal continues Hightower’s trend of buying existing RIAs rather than trying to lasso breakaway brokers.

The firm that did business as Federal Employee Benefit Counselors allegedly made hundreds of fraudulent VA sales to federal employees.

Terrance Killilea, Pharm.D., is SVP Clinical/Fiscal Integration at USI Insurance Services.

The clearing brokerage and custodian to Naseem Salamah’s former RIA employer has provided restitution to the three “elderly” victims, records show.

Jamie Dimon just received almost $56 million of JPMorgan Chase’s stock, before taxes, from an incentive program the bank valued at less than half that much just three years ago.

Cynthia Lummis is the junior senator from Wyoming. She is a Republican and a member of the Senate Committee on Banking, Housing, and Urban Affairs.