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Trevor Morgan is product manager at comforte AG.

The Swiss bank added a sprinkle of new US advisors for the first time in years, amid record quarterly profits and plans for global job cuts.

Alex Horowitz is a senior research officer with The Pew Charitable Trusts’ consumer finance project.

Profits slumped last year and many investors are now voicing their displeasure with the compensation awarded to senior leaders. A nonbinding “say on pay” vote taken Tuesday passed narrowly, but Chairman Charles Noski indicated that the board will take the results into account when designing future pay packages.

Sharon R. Bilar is a trusts & estates attorney in private practice in New York City.

The RIA roll-up could make as many as a dozen deals in 2021 through the new source of capital, CEO Marty Bicknell says.

The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.

In releasing their annual snapshot, state securities agency officials pledged to provide clarity around the compliance headache for small practices.

If passed, the package would end the step-up in basis provision, which will mean significantly larger tax bills for wealthy estates.

Biden’s proposal to raise capital gains taxes on investments profits would hit many business owners, not just ultra-wealthy investors.