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The exchange operator’s planned regulations are currently too narrow and should be amended, two groups wrote in comment letters to the SEC.

Advisors can enhance strategies by recognizing set patterns of behavior during this period.

Vijay Khetarpal is president and chief executive officer of Integrity Financial Group, located in Tyson's Corner, Virginia.

More than three-quarters of those who passed the test studied at least 10 hours-per-week, according to a recent study.

The Depository Trust & Clearing Corporation is offering a blueprint for speeding up the settlement process.

Jesse Lineberry is an account executive at New Planner Recruiting, a recruiting firm that specializes in sourcing, screening and integrating financial planners in financial planning firms nationwide.

Jayson Waller is founder and CEO of Powerhome Solar, a provider of solar panel installation and energy efficiency services operating in 11 states across the U.S. He can be reached at jwaller@powerhome.com.

Senators will likely push Gary Gensler, tapped to lead the SEC, for his views on the recent market mania that roiled shares of GameStop and other stocks last month.

Blank-check companies are gaining prominence with celebrity sponsors, but costs can be opaque.

Rick McDonell is executive director of ACAMS.