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Samantha S. Lau was named Co-Chief Investment Officer of Small and SMID Cap Growth Equities in October 2014. Previously, she was a portfolio manager/analyst responsible for research and portfolio management for the technology sector of AB’s Small and SMID Cap Growth strategies. Lau currently co-chairs the Women’s Leadership Council at AB.

Joel Mee is the senior director of retirement plan sales at The Standard.

Beverley Schottenstein accused the bank and the brokers of unauthorized trading of “multiple auto-callable structured notes and various other securities,” among other alleged misconduct.

Paul McVoy is a principal in KBKG's R&D Tax Credit Consulting practice, overseeing the practice from its New York office. In this role, he devotes his time to consulting with companies to maximize their R&D tax credit claims. Prior to joining KBKG, he was a manager at a Big Four accounting firm in their Philadelphia, San Diego and Los Angeles offices.

It may seem simple enough, but identifying how advisory firms are growing is a bit more elusive, John Furey writes.

John Furey is the managing partner of Advisor Growth Strategies, a management consulting firm serving the wealth management industry.

While getting a rules overhaul through a bitterly divided Congress won’t be easy, analysts, consumer advocates and experts say changes may be on the table.

Sustainable funds in the U.S. attracted $51.2 billion in 2020, more than double the previous calendar-year record.

In the newly created position of vice president of digital solutions, Peter Clemson will oversee the creation of a unified platform for 11,000 advisors.

Warren Knowles is senior director of product management at Intapp, where he is responsible for development and implementation of purpose-built AI-powered applications for accounting and consulting firms. He can be contacted at: warren.knowles@intapp.com.