The Latest

Warren Knowles is senior director of product management at Intapp, where he is responsible for development and implementation of purpose-built AI-powered applications for accounting and consulting firms. He can be contacted at: warren.knowles@intapp.com.

These conversations might be uncomfortable, but early intervention and planning can help prevent major financial disasters.

Therese Henry is a senior director at FICO.

The troubled alts manager’s charges will trigger many more arbitration proceedings and potential regulatory cases, plaintiff attorneys say.

The company, which has seen headcount increase 45% since closing the deal, has eliminated more than 1,000 positions in recent months.

Eden Lopez, Managing Director – Financial Advisor, RBC Wealth Management – US, has 25 years of asset management experience. She builds tailored portfolios to address the sophisticated financial requirements of the team’s client base of entrepreneurs, corporate executives, entertainment industry professionals, foundations and institutions. 

Lenders have issued about 50 structured products tied to Ark’s ETFs in the past three months, according to SEC filings.

The lawsuit claims the no-fee brokerage preys on inexperienced and unsophisticated investors

The team’s client base primarily consists of business owners, corporate retirement plans, families and individuals and retirees.

Nick Frank heads the North American insurance practice at pricing, marketing and sales consultancy Simon-Kucher & Partners.