The Latest

Amy Karson is founder and CEO of Brand K Partners.

Tessa Unsworth is chief commercial officer at PPS.

Ginger Schmeltzer is a senior analyst at Aite Group.

Alexis Holdcroft provides account management services to clients serviced by the Corporate Synergies Bethesda, Maryland regional office. She helps with the development of health and welfare benefit offerings based on needs analysis, plan management, cost containment and strategic planning.

LPL Financial and indie rivals like Raymond James, Wells Fargo FiNet and Kestra Financial completed at least 17 recruiting grabs of $800 million or more this year.

The revelation is buried in an SEC enforcement action that accused Robinhood of hiding for years how it made the bulk of its revenue.

Tom Sgouros, Fellow at Americans for Financial Reform and a former policy advisor in the Rhode Island Treasury.

Travis Vanlandingham is vice president of member contact and payment services at America’s First Federal Credit Union in Birmingham, Ala.

Mike Riemer is chief security architect at Pulse Secure.

Brittany Mills is senior director of customer experience at Mobiquity.