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The popular trading app omitted information about its payment for order flow practice, the regulator says.
December 17 -
Like its largest rivals, the wirehouse kept grids at par after a tumultuous 2020.
December 17 -
The firm has about 200,000 staffers doing their jobs from home, a spokesman said.
December 17 -
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The state’s securities regulator claims the popular app uses “gamification” to manipulate customers and fails to prevent frequent outages on its trading platform, among other misconduct.
December 16 -
They're among a handful of companies willing to hold clients' digital assets for safekeeping. Many of their peers balk at the reputational and financial risks.
December 16 -
With 350 firms on its client roster, the acquisition of Flourish gives the insurer a springboard into the independent advisor market.
December 16 -
The regulation permits more exemptions from fiduciary duties, but may itself be replaced by the incoming Biden administration.
December 16 -
Paul Tomasofsky is executive director of the Secure Remote Payment Council.
December 15 -












