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The advisor allegedly used an omnibus trading account to help himself and hurt his clients to the tune of tens of thousands of dollars, according to the regulator.
October 5 -
Anthony Macciola is Chief Innovation Officer at
ABBYY , a global digital intelligence company. He holds more than 45 patents for technologies in mobility, text analytics, image processing, and process automation, and is leading AI initiatives at ABBYY.October 5 -
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The multigenerational group includes a grandfather, father and son.
October 5 -
Grovetta N. Gardineer is senior deputy comptroller for bank supervision policy
at the Office of the Comptroller of the Currency.October 5 -
While the contributions aren’t deductible, distributions such as earnings are tax-free to the designated beneficiary if they’re used to pay for qualified disability expenses.
October 5 -
The Managed Funds Association urged the agency to do more analysis before moving forward.
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