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Firms "pulled in many directions" in recent years can find their way with the right technology, Jemstep CEO Simon Roy says in an episode of Financial Planning's Invest Podcast.

The firm detailed its strategy for complying with the SEC’s regulation ahead of its June 30 enforcement date.

CEO Larry Fink announced a new focus on ESG in January, however the coronavirus has pushed a separate set of urgent issues into the forefront.

The online brokerage says it has experienced record revenue growth during the coronavirus pandemic.

The Small Business Administration stopped approving loans when the Paycheck Protection Program hit its cap.

The firm’s chief investment officer spent as much as a third of that on high-yield funds, according to people with knowledge of the matter.

Dean Boyer is a director in the Technology Services Group at Top 100 Firm Marks Paneth LLP. To this role, he brings more than 30 years of experience in information technology and data management, with a focus on data science and business intelligence. He advises both for-profit and not-for-profit organizations on how to harness data to increase operational effectiveness and improve organizational performance. His experience includes product development, data integration, data analytics, project management and management consulting for a variety of industries, including healthcare, banking, real estate, hospitality and financial services.

Talia Pierluissi is the director of wealth management at Aspiriant. Follow her on Twitter at @aspiriantnews

Jim Johnson is head of financial institutions, payments and wealth at FIS

AUM is down 7% for the wirehouse, which now has 20,000 financial advisors and associated staff working remotely.